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Filing for DCO Registration

There's no clearing solution for $460 billion in bilateral derivatives.

Institutional crypto derivatives need a real clearing house.

We're building it. Multilateral netting across counterparties. Securitised protection — not mutualized default funds. Filing for DCO registration. Capital relief at scale.

No auto-deleveraging. No mutualized default fund. Guaranteed contract performance through a regulated CCP. Real-time settlement. 40–60% margin reduction.

$460B Uncleared bilateral derivatives
$330B Initial margin — no netting
2% QCCP risk weight target
$66.9T Annual crypto derivatives volume
87% Single-exchange concentration
Zero Regulated CCPs for crypto
Advisory Board
CG
Chris GiancarloFormer CFTC Chairman
DJ
Dixit JoshiFormer CFO Credit Suisse
BB
Brendan BradleyLiffe, Eurex, DBAG. Independent Director
01
The Problem

Clearing is the choke point.

The bilateral derivatives market has no clearing solution. Counterparties post hundreds of billions in margin with no netting, no compression, and no capital relief. Risk weights on uncleared exposures run 20–150% under Basel III — versus 2% through a qualified CCP.

Existing clearing houses were built for standardized products. They cannot clear the complex bilateral trades the market actually needs cleared. Without a trusted intermediary, every trade is a direct counterparty risk.

The same gap exists in crypto — a $66.9 trillion annual market with no regulated CCP and auto-deleveraging that forces winners to absorb others' losses. DCN addresses both markets with one model.

A $66.9 trillion annual crypto derivatives market — 87% dominated by a single exchange. Auto-Deleveraging (ADL) forces profitable participants to absorb others' losses. No regulated CCP exists for institutional crypto derivatives.

The bilateral OTC market has the same gap — $460 billion in uncleared derivatives with no netting and no capital relief. DCN addresses both markets with one model.

Today: Bilateral

A B C D E F No netting · Siloed margin

With DCN

DCN CCP A B C D E F Full netting · CCP protection
02
The Solution

One clearing model for TradFi and crypto.

DCN clears complex bilateral derivatives — OTC swaps, options, and structured products — alongside crypto derivatives, on a single platform. The core principle: no mutualization. No uninvolved party ever absorbs another's losses. The structural innovation is securitised tail-risk protection — tranched notes replacing the mutualized default fund — combined with risk decomposition that breaks complex trades into clearable components and tokenized collateral for real-time settlement.

01

Securitised Protection & Regulated DCO Status

  • Tail risk absorbed by tranched notes — no mutualized default fund
  • Filing for CFTC DCO registration (Milbank LLP)
  • QCCP status: 2% risk weight vs 20–150% bilateral
02

Risk Decomposition Engine

  • Breaks complex bilateral trades into standardized components
  • Each component independently clearable
  • Enables clearing of trades no existing CCP can handle
03

Tokenized Collateral & T+0 Settlement

  • Real-time collateral movement
  • T+0 settlement replaces T+2 batch processing
  • Securitization-backed margin — banks borrow instead of posting capital

No other player combines all three.

03
How It Works

From bilateral to central clearing.

01

Integrate

Bolts onto existing bank systems. No greenfield replacement required.

02

Decompose

Complex bilateral trades are broken into standardized, independently clearable components.

03

Clear

Trades novate to DCN as central counterparty. Multilateral netting replaces siloed bilateral exposure.

04

Collateralize

Tokenized collateral enables real-time transfers. Counterparties borrow at lower cost instead of posting margin as capital.

05

Settle

Real-time (T+0) settlement. Collateral moves when needed, not in batch windows.

04
Benefits

Lower margin. Less risk.
Faster settlement.

50–60% margin reduction

29% from MPOR compression alone (mathematical certainty). Multilateral netting delivers the rest. ~$20M savings per bank demonstrated in test trade.

No mutualized default fund

Securitised protection replaces pooled default contributions. No uninvolved party absorbs another's losses. No auto-deleveraging.

Cross-counterparty netting

Portfolio compression across multiple counterparties — a first for bilateral markets.

Real-time settlement

T+0 through tokenized collateral. No more T+2 batch processing.

Lower capital cost

Securitization lets banks borrow instead of posting initial margin as capital. Participants earn yield on protection tranches instead of zero return on default fund contributions.

2% QCCP risk weight

DCO registration unlocks QCCP status under Basel III. Trade exposures drop from 20–150% bilateral risk weight to 2%. Over 90% SA-CCR capital reduction on cleared exposures.

Legacy T+2
48 hours
DCN T+0
Real-time
05
Regulatory Edge

Not all clearing organizations are created equal.

DCN is designed from inception for QCCP status — the Basel III designation that makes clearing economically compelling for bank capital committees.

Standard DCO

What most new entrants offer

  • CFTC-registered clearing organization
  • Can clear specific derivatives products
  • No PFMI compliance requirement
  • No Basel III capital benefit for members
  • 20–150% risk weight on trade exposures
20–150% risk weight
DCN Qualifying CCP (QCCP)

What DCN is building toward

  • Full CFTC DCO registration + PFMI compliance
  • Satisfies all 24 CPMI-IOSCO principles
  • Unlocks Basel III preferential capital treatment
  • 5-day MPOR vs 10-day bilateral (29% IM reduction)
  • 90%+ SA-CCR capital reduction on cleared exposures
2% risk weight

Most new derivatives clearing entrants stop at DCO registration. Without QCCP status, bank capital committees cannot justify participation — the economics simply don't work. DCN's architecture satisfies all 24 PFMI principles and 18 CFTC Core Principles from inception. This is not a future aspiration; it is the central design constraint.

06
Features

Built for the bilateral derivatives market.

Capability Legacy CCPs Standardized products DCN Bilateral market
Clear standardized/listed derivatives
Clear complex bilateral OTC derivatives
Risk decomposition for non-standard trades
Multilateral netting across bilateral positions
No mutualized default fund / no ADL
Tokenized collateral support
Real-time settlement (T+0)
Securitization-backed margin structures
Unified TradFi + crypto clearing
Bolt-on integration (no greenfield)N/A

Legacy clearing infrastructure evolved over 40 years. It was designed for standardized products and cannot be retrofitted for the ~$460B bilateral market. Clearing fees: DCN at 0.5 bps vs 3–6 bps effective at incumbent crypto exchanges.

07
Use Cases

Who uses DCN.

01

Dealer banks clearing bilateral OTC swaps

Move bilateral swap books to central clearing — 50–60% margin reduction with multilateral netting. QCCP status delivers 2% risk weight on cleared exposures.

02

Crypto exchanges and market makers

Clear crypto options and futures through a regulated CCP. Guaranteed contract performance — no auto-deleveraging, no mutualized default fund. 40–60% margin reduction vs bilateral.

03

Portfolio compression

Compress overlapping positions across counterparties through multilateral netting.

04

Institutional hedgers

Cheaper, faster derivatives settlement through existing bank relationships.

05

Margin securitization

Replace posted initial margin with securitized borrowing at lower cost.

06

Protection note investors

Earn yield on securitised protection tranches (SOFR + 200–400bps junior, SOFR + 30–100bps senior) instead of zero return on traditional default fund contributions.

08
Team

We've built derivatives infrastructure before. Now we're building the next generation.

Founders

JD

James Davies

Co-Founder & Co-CEO

Built clearing infrastructure at Eurex Clearing. Holds US patent for Constant Maturity Futures — predating BitMEX perps. Cantor/BGC, Trayport. MSc Physics, Imperial College.

MD

Matt Durkin

Co-Founder & General Counsel

Wrote the ISDA Credit Support Annex — the legal framework governing collateral for derivatives globally. 12 years at Barclays as Legal Director. Prior CFTC DCO filing experience.

WR

Wolfgang Rückerl

Co-Founder & CCO

ENT Technologies. European institutional investor and digital asset network. Drives commercial execution, investor relations, and institutional outreach from Zurich.

NN

Neil Nguyen

Co-Founder & CIO

AshSwap, 7K DeFi. Leads an engineering team shipping together since 2021. Built production AMMs, perpetual futures, and liquidation engines at scale.

Key Team

PS

Phil Staddon

Head of Bank Sales

Credit Suisse 25+ years. Former MD, Deputy Head Counterparty Portfolio Management. XVA trading and structured credit.

AA

Andy Aziz

Chief Risk Officer

Founding employee at Algorithmics — the risk analytics platform existing clearinghouses use. Former SVP, IHS Markit (now S&P Global).

MM

Marc Millington-Buck

Head of Sales

Built the international clearing model at Moscow Exchange to CME/Eurex standards. Was onboarding BofA, MUFG, ICBC, Standard Chartered, Citi.

Advisors

CG

Chris Giancarlo

Advisor

Former CFTC Chairman. Architect of US derivatives regulation.

DJ

Dixit Joshi

Advisor

Former CFO Credit Suisse, Former Group Treasurer Deutsche Bank, ISDA Board (2017).

BB

Brendan Bradley

Independent Director

Liffe, Eurex, Tokenovate, Chief Innovation Officer DBAG. Credited with moving the Bund. Regulatory and compliance governance.

09
FAQ

Frequently asked questions.

What is DCN?

DCN is a Derivatives Clearing Network — a next-generation derivatives clearing organization (DCO) building institutional-grade clearing infrastructure for both TradFi and crypto derivatives. One clearing model, two markets: full novation CCP for crypto/ETD, and risk-only clearing for bilateral OTC swaps.

What's the difference between clearing and settlement?

Settlement is the transfer of assets after a trade. Clearing is the risk management step in between: the CCP becomes the counterparty to both sides, calculates margin, manages defaults, and enables netting. Even senior fund managers confuse the two — they are fundamentally different functions.

Isn't clearing already solved?

For standardized, listed products — yes. But $460B in bilateral OTC derivatives has no clearing solution at all. Clearing rates have stagnated or declined for 2–3 years. Vanilla swaps are cleared at LCH and Eurex; everything else — non-standard tenors, cross-currency basis, FX products, structured rates — remains entirely bilateral. In crypto, 87% of options volume runs through a single Panama-domiciled exchange with auto-deleveraging. There is no regulated CCP for institutional crypto derivatives.

Why can't existing clearing houses clear bilateral derivatives?

Existing CCPs (CME, ICE, LCH) were built for standardized, listed products. Bilateral OTC derivatives — the $460B uncleared market — are too complex and varied for their models. Regulatory processes to approve new product types take 2–3 years per product. DCN's risk-decomposition approach solves this by breaking complex trades into standardized clearable components.

Won't an incumbent CCP just build this?

Incumbents have had decades and haven't. Their equity is owned by the FCMs they would compete with — a structural impossibility, not a lack of effort. Technology adaptation timelines at traditional CCPs run 3–5+ years, and their regulatory product approval processes create an uncloseable gap for at least 18–36 months. Network effects in clearing are winner-take-all: CME has held futures clearing dominance for 50+ years; LCH controls 97% of FX derivatives clearing.

How does risk decomposition work?

DCN decomposes complex bilateral trades into standardized component pieces. Each piece is independently clearable through the CCP model. This enables clearing of trades that no existing clearing house can handle.

What is auto-deleveraging and why does it matter?

Auto-deleveraging (ADL) forces profitable participants to absorb other participants' losses during stress events. It is the default risk management mechanism at most crypto derivatives exchanges. Every institutional market maker in crypto knows the ADL problem — it makes risk management impossible at scale. DCN eliminates ADL entirely: tail risk is absorbed by securitised protection tranches, not by other participants.

What is tokenized collateral?

Tokenized collateral represents traditional assets (securities, cash equivalents) in digital token form, enabling real-time transfer and settlement. Real-time clearing gives tokenized assets purpose.

How much margin can banks save?

50–60% total IM reduction compared to current bilateral positions. 29% comes from MPOR compression alone — cleared exposures use a 5-day close-out versus 10-day bilateral, a mathematical certainty under Basel rules. Multilateral netting delivers the rest. A test securitization trade demonstrated approximately $20M in savings for a single bank. Aggregate potential: ~$200B.

Is DCN regulated?

DCN is filing for CFTC-registered DCO status, led by Milbank LLP — the firm that has done the last several US DCO registrations. The team includes a co-founder with prior DCO filing experience and is advised by former CFTC Chairman Chris Giancarlo. The DCO application is targeted for Q4 2026, with authorization expected around mid-2027.

What asset classes does DCN clear?

Initially: crypto options/futures and OTC FX swaps. With full DCO authorization: bilateral OTC derivatives broadly, including interest rate swaps, credit, FX, and cross-asset portfolios. ETD (exchange-traded derivatives) from approximately Q1 2028.

How does DCN integrate with bank systems?

DCN is designed to bolt onto existing bank systems — portfolio margin optimization plugs into current workflows rather than requiring greenfield replacement. Banks submit risk sensitivities (CRIFs) to DCN; bilateral ISDA contracts remain intact.

Who is behind DCN?

Four co-founders: James Davies built clearing infrastructure at Eurex and holds the Constant Maturity Futures patent; Matt Durkin wrote the ISDA Credit Support Annex and has prior DCO filing experience; Neil Nguyen leads an engineering team shipping production systems together since 2021; Wolfgang Rückerl drives commercial execution across European institutional networks. Advised by former CFTC Chairman Chris Giancarlo, former Credit Suisse CFO Dixit Joshi, and Brendan Bradley (Liffe/Eurex/DBAG).

When will DCN be live?

Crypto derivatives clearing launches Q3 2026. OTC FX swaps from Q4 2026. Full CFTC DCO authorization is targeted for mid-2027. Interest rate swaps and ETD follow post-DCO.

How is DCN different from DeFi clearing protocols?

DCN is a regulated financial market infrastructure company, not a DeFi protocol. It serves institutional participants (banks, exchanges, FCMs) under CFTC supervision, addressing the regulatory, legal, and risk-management complexity that DeFi protocols do not handle. DCN's founders spent years building on-chain clearing infrastructure — specifically to understand why pure on-chain approaches fail institutional adoption.

Get Started

The bilateral derivatives market has been waiting for a clearing solution.
It's here.

Institutional crypto has been waiting for a real clearing house.
It's here.

Talk to our team about what modern clearing means for your margin, your risk, and your capital.

Talk to our team about what regulated clearing means for your positions, your risk, and your fund.